A companion to that rule, the SEC's Customer Identification Program rule, "remains in a proposed state," he wrote. House ...

The Jack Bogle-founded firm is looking to apply its famed dual-share class structure to actively managed strategies.

The Securities and Exchange Commission (SEC) has cautioned Nigerians against investing in a cryptocurrency called Punisher ...

The SEC accord provided $135 million in remediation to investors, minus the $40 million and minus $2.1 million for individual claims. Vanguard's total payout to the SEC was $106.4 million ...

Capital Group and KKR & Co. won approval from the U.S. Securities and Exchange Commission to begin selling two credit funds, a key step in their joint effort to build a suite of products for ...

Optimism is building that a game-changing fund design that will help asset managers shrink clients’ tax bills and grow their ETF businesses will soon be approved by the US securities regulator.

The Securities and Exchange Commission (SEC) gave the green light for the trading of options tied to ether (ETH) exchange-traded funds (ETFs). On Wednesday, the regulator approved a filing from ...

The United States Securities and Exchange Commission (SEC) has approved options trading for multiple spot Ether (ETH) exchange-traded funds (ETFs), a move that may broaden the investment appeal of ...

Vanguard Mortgage-Backed Securities ETF (NASDAQ:VMBS – Get Free Report) was the target of a large growth in short interest in the month of March. As of March 15th, there was short interest ...

(Reuters) - Top mutual fund firm Vanguard has resumed stewardship meetings with portfolio companies after reviewing new guidance from securities regulators, a document seen on Monday by Reuters shows.

The U.S. Securities and Exchange Commission (SEC) is officially washing its hands of memecoins. The federal securities regulator said that memecoins — which it defined as a “type of crypto ...

The Securities and Exchange Commission has placed ... shareholders with a large equity stake in a company on ESG topics. Vanguard and BlackRock are now facing more scrutiny over ESG investing ...