Proponents say the new exchange could protect institutional traders from being outraced by deep-pocketed, computerized rivals ...

The Securities and Exchange Commission alleges that Chuck Oliver acted as an unregistered advisor and broker and failed to ...

U.S. Securities and Exchange Commission (SEC) chairman Paul Atkins thinks most crypto assets won't fall under his purview.

The U.S. Securities and Exchange Commission cited convenience for the attorneys involved as one of the primary reasons the ...

The US Securities and Exchange Commission is setting up a new unit to focus on securities fraud by foreign companies, one of ...

The U.S. Securities and Exchange Commission is an agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws, proposing securities rules, ...

The SEC reviews a wave of crypto ETF filings, including Avalanche, Sui, and Bonk, as regulators weigh approval, risk, and ...

Forbes contributors publish independent expert analyses and insights. I cover int'l trade & investment policy, as well as regulatory issues. NEW YORK, NY - FEBRUARY 07: Dan Roberts, Brad Garlinghouse, ...

Recently, Nasdaq (NASDAQ:NDAQ) filed a document with the Securities and Exchange Commission indicating its intent to enter ...

This article is part of an occasional online series that expands on our Abolish Everything issue by suggesting ways we could do without even more federal agencies or departments. The Securities and ...

2009-07-17T15:21:05-04:00https://ximage.c-spanvideo.org ...