Crypto exchange Coinbase asked a US appeals court to rule crypto trades are not securities in its continued fight against a Securities and Exchange Commission lawsuit. In a Jan. 21 filing to the Second Circuit Court of Appeals,

Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company registration.

Chris Young, a tech industry veteran who joined Microsoft to lead its business development initiatives in 2020, turned in his resignation today, according to a Securities and Exchange Commission filing this afternoon.

There has been a wave of crypto ETF filings after Gary Gensler stepped down, including requests to launch DOGE, BONK and TRUMP ETFs.

The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions.

The Justice Department and the SEC are bringing securities-fraud charges related to a cannabis-industry deal that ultimately fell apart.

The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which requires he pay a civil penalty and reimburse the WWE $1.33 million following a yearslong probe over administrative charges.

The Securities and Exchange Commission (SEC) has sued tech billionaire Elon Musk, alleging he committed securities fraud by failing to disclose his ownership of Twitter. According to the SEC

Hindenburg is not under investigation by the SEC, to our knowledge, and any suggestion to the contrary is false, the firm said after a Canadian portal cited documents filed before a court in Ontario t

A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from Coinbase.

HARRSIBURG, Pa. -- A federal appeals court says the U.S. Securities and Exchange Commission needs to better explain why it turned down a request from Coinbase to develop regulations to cover the ...

A single sentence disagreeing with the main concerns of a rulemaking petition is conclusory and does not provide us with any assurance that the SEC considered Coinbase’s workability objections, nor does it explain how it accounted for them,