Division of Trading and Markets has issued answers to FAQs that broker-dealers have posed to the staff regarding rule ...

Denfy, a Lithuanian-based regulatory technology company, has introduced a new addition to its Know Your Business (KYB) ...

Marex Group, a global financial services platform, has agreed to acquire Winterflood Securities from Close Brothers Group for approximately £103.9 million in cash, which represents a premium of £15 ...

Embat, a European financial management and treasury platform, has appointed Theo Wasserberg as the head of UK and Ireland and Quique Fernandez as country launcher and head of treasury transformation.

LMAX Group has appointed Ilya Khazen as director of institutional sales for the Americas, as it continues to expand its presence across traditional and digital markets. Based in New York, Khazen will ...

NeoXam, a data management, performance analytics, investment reporting, reconciliation, and valuation software firm, has appointed Parasuraman Nurani as product manager for the APAC region, based in ...

Apex Group, a global financial services provider, has been appointed as fund administrator and compliance partner to MPower’s latest venture capital vehicle, MPower Partners Fund II. Its first fund, ...

Mitsubishi UFJ Financial Group (MUFG) and its consolidated subsidiary, MUFG Bank, have established a Sustainable Finance framework with Japan International Cooperation Agency (JICA). The framework ...

The Canadian Securities Administrators (CSA) has issued coordinated blanket orders granting exemptive relief to facilitate access to the Bank of Canada’s Contingent Term Repo Facility (CTRF) for ...

Swift has confirmed Paris and Dubai as future host cities for Sibos, as part of a revised global rotation strategy that will see the industry event held every fourth year in a growth market region.

Jersey Finance has enhanced the Jersey Private Fund (JPF) regime, which, according to the organisation, has been designed to meet the needs of international professional investors. The updates were ...

BNY has been appointed by Franklin Templeton to provide a full suite of asset servicing and foreign exchange solutions for its US-listed exchange traded funds (ETFs), expanding a partnership that ...