On January 9, 2026, the U.S. Supreme Court granted a writ of certiorari in SEC v. Sripetch, 154 F.4th 980 (9th Cir. 2025) to resolve a Circuit split concerning what the U.S. Securities and Exchange ...
Investment adviser and talk radio host Ray Lucia Sr., whom the SEC had fined and barred from the industry for allegedly misrepresenting a retirement investment strategy may have received a boost in ...
On January 9, 2026, the Supreme Court granted certiorari in Sripetch v. SEC 1 to resolve whether the Securities and Exchange Commission (SEC) may seek disgorgement—an equitable remedy requiring ...
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