Securities and Exchange Commission examiners are finding that broker-dealers and registered investment advisor firms are leaving their disciplinary histories off the agency's new customer relationship ...

The Securities and Exchange Commission warned financial firms not to omit the disciplinary history of the firm or its personnel from a new disclosure document. Top agency officials said SEC staff ...

A black Cincinnati Police officer who wrote a Facebook post that referenced white officers "looking for a reason to kill a black man" received the lowest form of discipline — counseling. And the ...

Maintaining a company where employees feel appreciated,productive and satisfied with their jobs requires a collaborative effort between departmental managers and the human resources department. There ...